John L. Kimble - 20 Nov 2022 Form 4 Insider Report for JAKKS PACIFIC INC (JAKK)

Role
Chief Financial Officer
Signature
/s/ JOHN L. KIMBLE
Issuer symbol
JAKK
Transactions as of
20 Nov 2022
Net transactions value
-$40,899
Form type
4
Filing time
09 Mar 2023, 17:37:39 UTC
Previous filing
05 Jan 2023
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JAKK Common Stock Options Exercise $81,798 +4,412 +5% $18.54 91,821 20 Nov 2022 Direct F1, F2, F3
transaction JAKK Common Stock Options Exercise $40,899 +2,206 +2.4% $18.54 94,027 20 Nov 2022 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JAKK Restricted Stock Unit ("RSU") Options Exercise $81,798 -4,412 -100% $18.54 0 01 Jan 2023 Common Stock 4,412 Direct F1, F2, F3, F4, F6
transaction JAKK Restricted Stock Unit ("RSU") Options Exercise $40,899 -2,206 -50% $18.54 2,206 01 Jan 2023 Common Stock 2,206 Direct F1, F2, F3, F4, F6
transaction JAKK Restricted Stock Unit ("RSU") Disposed to Issuer $40,899 -2,206 -100% $18.54 0 01 Jan 2023 Common Stock 2,206 Direct F2, F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested according to the terms of the RSU described in a previous filing.
F2 Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
F3 Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
F4 Issued under the Company's 2002 Stock award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
F5 Represents shares underlying RSUs which did not meet the vesting performance criteria and were forfeited.
F6 Does not include additional RSUs previously granted and reported with different vesting terms.

Remarks:

All numbers have been adjusted to reflect the 1-for-10 reverse stock split that was effective July 9, 2020.