John L. Kimble - 20 Nov 2021 Form 4 Insider Report for JAKKS PACIFIC INC (JAKK)

Role
Chief Financial Officer
Signature
/s/ JOHN L. KIMBLE
Issuer symbol
JAKK
Transactions as of
20 Nov 2021
Net transactions value
$0
Form type
4
Filing time
22 Nov 2021, 15:20:34 UTC
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction JAKK Common Stock Options Exercise $42,867 +3,922 +12% $10.93 37,606 20 Nov 2021 Direct F1, F2
transaction JAKK Common Stock Options Exercise $146,025 +13,360 +36% $10.93 50,966 20 Nov 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction JAKK Restricted Stock Unit ("RSU") Options Exercise $42,867 -3,922 -50% $10.93 3,921 20 Nov 2021 Common Stock 3,922 Direct F1, F3
transaction JAKK Restricted Stock Unit ("RSU") Options Exercise $146,025 -13,360 -33% $10.93 26,720 20 Nov 2021 Common Stock 13,360 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vested according to the terms of the RSU described in a previous filing.
F2 Certain of the shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
F3 Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.