Steven F. Retzloff - Oct 1, 2022 Form 4 Insider Report for Allegiance Bancshares, Inc. (ABTX)

Role: CEO, Director
Signature: /s/ Shanna Kuzdzal, Attorney-in-fact
Stock symbol: ABTX
Transactions as of: Oct 1, 2022
Transactions value $: $0
Form type: 4
Date filed: 10/4/2022, 05:02 PM
Previous filing: Sep 26, 2022
Next filing: Oct 25, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Date	Ownership	Footnotes
transaction	ABTX	Common Stock	Disposed to Issuer	$0	-38.8K	-100%	$0.00^*	Oct 1, 2022	Direct	F1
transaction	ABTX	Common Stock	Disposed to Issuer	$0	-267K	-100%	$0.00^*	Oct 1, 2022	By Retzloff Holdings, LTD.	F1
transaction	ABTX	Common Stock	Disposed to Issuer	$0	-8.88K	-100%	$0.00^*	Oct 1, 2022	By SF Retzloff Family Limited Partnership, LTD	F1
transaction	ABTX	Common Stock	Disposed to Issuer	$0	-18K	-100%	$0.00^*	Oct 1, 2022	By Retzloff Industries, Inc.	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Steven F. Retzloff is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	On October 1, 2022, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 5, 2021, by and between CBTX, Inc. ("CBTX") and Allegiance Bancshares, Inc. ("Allegiance"), Allegiance merged with and into CBTX, with CBTX as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Allegiance common stock (including restricted stock awards, which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 1.4184 shares of CBTX common stock (the "exchange ratio"), with cash payable in lieu of any fractional share. In connection with the Merger, the reporting person received CBTX common stock in exchange for all of the reporting person's shares of Allegiance common stock (including the foregoing restricted stock awards), with cash received in lieu of a fractional share, in each case without interest.

Content

On October 1, 2022, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 5, 2021, by and between CBTX, Inc. ("CBTX") and Allegiance Bancshares, Inc. ("Allegiance"), Allegiance merged with and into CBTX, with CBTX as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Allegiance common stock (including restricted stock awards, which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 1.4184 shares of CBTX common stock (the "exchange ratio"), with cash payable in lieu of any fractional share. In connection with the Merger, the reporting person received CBTX common stock in exchange for all of the reporting person's shares of Allegiance common stock (including the foregoing restricted stock awards), with cash received in lieu of a fractional share, in each case without interest.