Jun Makihara - 30 Sep 2021 Form 4 Insider Report for Philip Morris International Inc. (PM)

Role
Director
Signature
Darlene Quashie Henry for Jun Makihara
Issuer symbol
PM
Transactions as of
30 Sep 2021
Net transactions value
+$39,989
Form type
4
Filing time
04 Oct 2021, 15:02:33 UTC
Previous filing
01 Jul 2021
Next filing
04 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PM Common Stock 20,524 30 Sep 2021 Direct F1
holding PM Common Stock 1,360 30 Sep 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PM Phantom Stock Units Award $39,989 +413 +2.8% $96.82 15,221 30 Sep 2021 Common Stock 413 Direct F2, F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 18,524 deferred shares held under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This includes an increase of 222 deferred shares acquired through the reinvestment of dividends since June 30, 2021, the date of the last reportable transaction.
F2 Each phantom stock unit is the economic equivalent of one share of the Issuer's common stock.
F3 Represents the number of phantom stock units credited to the Philip Morris International Inc. common stock equivalent account on September 30, 2021, pursuant to the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors.
F4 These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.
F5 The average of the high and low price of Philip Morris International Inc. common stock on September 30, 2021.
F6 Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 173 phantom stock units acquired through the reinvestment of dividends since June 30, 2021, the date of the last reportable transaction.