Lucio A. Noto - May 5, 2021 Form 4 Insider Report for Philip Morris International Inc. (PM)

Role
Director
Signature
Darlene Quashie Henry for Lucio A. Noto
Stock symbol
PM
Transactions as of
May 5, 2021
Transactions value $
$175,027
Form type
4
Date filed
5/7/2021, 04:44 PM
Next filing
Jul 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PM Common Stock Award $175K +1.84K +2.31% $95.18 81.3K May 5, 2021 Direct F1, F2, F3
holding PM Common Stock 22.2K May 5, 2021 By Trust F4
holding PM Common Stock 17.1K May 5, 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PM Phantom Stock Units Other $0 0 0% $0.00* 118K May 5, 2021 Common Stock 0 Direct F5, F6, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.
F2 The average of the high and low price of Philip Morris International Inc. common stock on May 5, 2021.
F3 Includes 81,043 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 2,877 deferred shares, reflecting the 2021 stock award and 1,038 deferred shares acquired through the reinvestment of dividends since March 31, 2021, the date of the last reportable transaction.
F4 Shares held by the reporting person in a revocable trust for the benefit of the reporting person.
F5 Phantom stock units convert to common stock on a 1-for-1 basis.
F6 No phantom stock units acquired or disposed.
F7 These phantom stock units are to be settled in cash upon the reporting person's termination as a member of the Issuer's Board of Directors.
F8 Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This includes an increase of 1,529 phantom stock units acquired through the reinvestment of dividends since March 31, 2021, the date of the last reportable transaction.