Jun Makihara - May 5, 2021 Form 4 Insider Report for Philip Morris International Inc. (PM)

Role
Director
Signature
Darlene Quashie Henry for Jun Makihara
Stock symbol
PM
Transactions as of
May 5, 2021
Transactions value $
$175,027
Form type
4
Date filed
5/7/2021, 04:36 PM
Next filing
Jul 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PM Common Stock Award $175K +1.84K +9.96% $95.18 20.3K May 5, 2021 Direct F1, F2, F3
holding PM Common Stock 1.36K May 5, 2021 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PM Phantom Stock Units Other $0 0 0% $0.00* 14.2K May 5, 2021 Common Stock 0 Direct F4, F5, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Deferred shares awarded under the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors.
F2 The average of the high and low price of Philip Morris International Inc. common stock on May 5, 2021.
F3 Includes 18,302 deferred shares held in the Philip Morris International Inc. 2017 Stock Compensation Plan for Non-Employee Directors. This is an increase of 2,055 deferred shares, reflecting the 2021 stock award and 216 deferred shares acquired through the reinvestment of dividends since March 31, 2021, the date of the last reportable transaction.
F4 Phantom stock units convert to common stock on a 1-for-1 basis.
F5 No phantom stock units acquired or disposed.
F6 These units are to be settled in cash upon the reporting persons termination as a member of the Issuer's Board of Directors.
F7 Phantom stock units held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors. This total reflects 180 phantom stock units acquired through the reinvestment of dividends since March 31, 2021, the date of the last reportable transaction.