L. Reade Fahs - 13 Aug 2021 Form 4 Insider Report for National Vision Holdings, Inc. (EYE)

Role
Chief Executive Officer, Director
Signature
/s/ Jared Brandman, as Attorney-in-Fact
Issuer symbol
EYE
Transactions as of
13 Aug 2021
Net transactions value
-$14,702,479
Form type
4
Filing time
17 Aug 2021, 16:35:38 UTC
Previous filing
13 Aug 2021
Next filing
19 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EYE Common Stock Sale $156,493 -2,840 -0.85% $55.10 331,835 13 Aug 2021 Direct F1, F2
transaction EYE Common Stock Options Exercise $2,793,579 +654,234 +197% $4.27* 986,069 16 Aug 2021 Direct
transaction EYE Common Stock Sale $17,339,566 -323,602 -33% $53.58 662,467 16 Aug 2021 Direct F3, F4
holding EYE Common Stock 183,430 13 Aug 2021 Held by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EYE Stock Option (Right to Buy) Options Exercise $0 -654,234 -100% $0.000000* 0 16 Aug 2021 Common Stock 654,234 $4.27 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on May 20, 2021.
F2 Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $55.00 to $55.505. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3 Represents shares sold to cover exercise price and taxes for options exercised via a cashless hold.
F4 Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $53.47 to $53.90. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F5 These stock options are fully vested.