L. Reade Fahs - May 19, 2021 Form 4 Insider Report for National Vision Holdings, Inc. (EYE)

Role
Chief Executive Officer, Director
Signature
/s/ Jared Brandman, as Attorney-in-Fact
Stock symbol
EYE
Transactions as of
May 19, 2021
Transactions value $
-$6,406,870
Form type
4
Date filed
5/21/2021, 04:41 PM
Next filing
Aug 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EYE Common Stock Options Exercise $687K +161K +72.77% $4.27* 382K May 19, 2021 Direct
transaction EYE Common Stock Sale -$7.76M -161K -42.12% $48.23 221K May 19, 2021 Direct F1
transaction EYE Common Stock Options Exercise $689K +161K +73.03% $4.27* 382K May 20, 2021 Direct
transaction EYE Common Stock Tax liability -$25.8K -535 -0.14% $48.18 382K May 20, 2021 Direct F2
holding EYE Common Stock 183K May 19, 2021 Held by Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EYE Stock Option (Right to Buy) Options Exercise $0 -161K -16.47% $0.00 816K May 19, 2021 Common Stock 161K $4.27 Direct F3
transaction EYE Stock Option (Right to Buy) Options Exercise $0 -161K -19.79% $0.00 654K May 20, 2021 Common Stock 161K $4.27 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price represents the weighted average sales price. The shares were sold pursuant to a single order in multiple transactions as prices ranging from $47.93 to $48.70. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
F2 Represents shares sold to cover the remaining exercise price for options exercised via a cashless hold.
F3 These stock options are fully vested.
F4 These stock options are fully vested.