Patricia F. Russo - Sep 30, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
Director
Signature
Derek Windham as Attorney-in-Fact for Patricia F. Russo
Stock symbol
HPE
Transactions as of
Sep 30, 2021
Transactions value $
$38,119
Form type
4
Date filed
10/4/2021, 04:36 PM
Previous filing
Jul 1, 2021
Next filing
Dec 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $38.1K +2.68K +1.25% $14.25 217K Sep 30, 2021 By Merrill Lynch F1, F2
holding HPE Common Stock 15.3K Sep 30, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +118 +0.83% 14.3K Jul 7, 2021 Common Stock 118 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were issued to the reporting person pursuant to the Issuer's 2021 Stock Incentive Plan in lieu of Q2 cash retainer of $38,125 for Issuer's Board Year 2021.
F2 The reporting person elected to defer the receipt of common stock until the termination of her service as a member of the Issuer's Board of Directors.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 05/14/21, the reporting person was granted 14,146 restricted stock units ("RSUs"), all of which will cliff vest on the earlier of 05/14/22 or the date of Issuer's 2022 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 117.5568 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.