Irv Rothman - Sep 8, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: Pres & CEO Financial Services
Signature: Derek Windham as Attorney-in-Fact for Irv Rothman
Stock symbol: HPE
Transactions as of: Sep 8, 2021
Transactions value $: -$149,600
Form type: 4
Date filed: 9/8/2021, 06:36 PM
Next filing: Dec 13, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Sale	-$150K	-10K	-24.03%	$14.96	31.6K	Sep 8, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+212	+2.4%		9.04K	Jan 6, 2021	Common Stock	212		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Award		+571	+2.47%		23.7K	Jan 6, 2021	Common Stock	571		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+1.28K	+2.58%		50.8K	Jan 6, 2021	Common stock	1.28K		Direct	F2, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/07/21.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 12/10/18 the reporting person was granted 25,738 Restricted Stock Units ("RSUs"), 8,579 of which vested 12/10/19, 8,199 of which vested on 12/10/20, and 8,200 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 81.7276 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 61.8868 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 68.1440 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F4	As previously reported, on 12/10/19 the reporting person was granted 34,722 RSUs, 11,574 of which vested on 12/10/20, and 11,574 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 220.4950 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 166.9660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 183.8476 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.
F5	As previously reported, on 12/10/20 the reporting person was granted 49,505 RSUs, 16,501 of which will vest on 12/10/21, and 16,502 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 493.4053 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 373.6226 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, and 411.3989 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21.