Keerti Melkote - Jun 1, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Derek Windham as Attorney-in-Fact for Keerti Melkote
Stock symbol
HPE
Transactions as of
Jun 1, 2021
Transactions value $
-$609,536
Form type
4
Date filed
6/3/2021, 06:21 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Sale -$610K -37.9K -33.33% $16.08 75.8K Jun 1, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +651 +1.63% 40.6K Jan 6, 2021 Common Stock 651 Direct F3, F4
transaction HPE Restricted Stock Units Award +1.2K +1.68% 72.7K Jan 6, 2021 Common Stock 1.2K Direct F3, F5
transaction HPE Restricted Stock Units Award +2.56K +1.75% 149K Jan 6, 2021 Common Stock 2.56K Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Keerti Melkote is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/08/21.
F2 The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.94 to $16.155. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 370.5349 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 280.5811 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F5 As previously reported, on 12/10/19 the reporting person was granted 102,588 RSUs, 34,196 of which vested on 12/10/20, and 34,196 of which will vest on each of 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 681.6478 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 516.1660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F6 On 12/10/20 the reporting person was granted 146,452 RSUs, 48,817 of which will vest on each of 12/10/21 and 12/10/22, and 48,818 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,459.6545 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, and 1,105.2981 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.