Thomas E. Black Jr - May 22, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, GM of Storage
Signature
Derek Windham as Attorney-in-Fact for Thomas E Black Jr
Stock symbol
HPE
Transactions as of
May 22, 2021
Transactions value $
$181,046
Form type
4
Date filed
5/25/2021, 05:07 PM
Next filing
May 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $258K +15.9K +59.97% $16.23 42.4K May 22, 2021 Direct
transaction HPE Common Stock Tax liability -$77K -4.75K -11.19% $16.23 37.7K May 22, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restsricted Stock Units Options Exercise -15.9K -100% 0 May 22, 2021 Common Stock 15.9K Direct F1, F2
transaction HPE Restricted Stock Units Award +97.8 +0.7% 14.2K Apr 7, 2021 Common Stock 97.8 Direct F1, F3
transaction HPE Restricted Stock Units Award +69.1 +0.7% 10K Apr 7, 2021 Common Stock 69.1 Direct F1, F4
transaction HPE Restricted Stock Units Award +254 +0.72% 35.8K Apr 7, 2021 Common Stock 254 Direct F1, F5
transaction HPE Restricted Stock Units Award +467 +0.75% 63K Apr 7, 2021 Common Stock 467 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs") 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which vested on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 108.3774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. The number of shares in column 5 includes 1,542 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1931 due to fractional rounding of the dividend equivalent rights at $16.23 per RSU credited to the reporting person's account on 05/22/21.
F3 As previously reported, on 10/19/18, the reporting person was granted 38,860 RSUs, 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 97.7660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F4 As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 69.0717 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F5 As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 254.1132 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F6 As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 467.0264 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.