Thomas E. Black Jr - 22 May 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, GM of Storage
Signature: Derek Windham as Attorney-in-Fact for Thomas E Black Jr
Issuer symbol: HPE
Transactions as of: 22 May 2021
Net transactions value: +$181,046
Form type: 4
Filing time: 25 May 2021, 17:07:05 UTC
Next filing: 26 May 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$258,089	+15,902	+60%	$16.23	42,417	22 May 2021	Direct
transaction	HPE	Common Stock	Tax liability	$77,044	-4,747	-11%	$16.23	37,670	22 May 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restsricted Stock Units	Options Exercise		-15,902	-100%		0	22 May 2021	Common Stock	15,902		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Award		+98	+0.7%		14,159	07 Apr 2021	Common Stock	98		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Award		+69	+0.7%		10,003	07 Apr 2021	Common Stock	69		Direct	F1, F4
transaction	HPE	Restricted Stock Units	Award		+254	+0.72%		35,774	07 Apr 2021	Common Stock	254		Direct	F1, F5
transaction	HPE	Restricted Stock Units	Award		+467	+0.75%		62,965	07 Apr 2021	Common Stock	467		Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 05/22/18 the reporting person was granted 43,079 Restricted Stock Units ("RSUs") 14,359 of which vested on 05/22/19, 14,360 of which vested on 05/22/20, and 14,360 of which vested on 05/22/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 108.3774 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21. The number of shares in column 5 includes 1,542 vested RSU dividend equivalent rights and a de minimus adjustment of 0.1931 due to fractional rounding of the dividend equivalent rights at $16.23 per RSU credited to the reporting person's account on 05/22/21.
F3	As previously reported, on 10/19/18, the reporting person was granted 38,860 RSUs, 12,953 of which vested on 10/19/19 and 10/19/20, and 12,954 of which will vest on 10/19/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 97.7660 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F4	As previously reported, on 12/10/18, the reporting person was granted 27,454 RSUs, 9,151 of which vested on each of 12/10/19 and 12/10/20, and 9,152 of which will vest on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 69.0717 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F5	As previously reported, on 12/10/19, the reporting person was granted 50,505 RSUs, 16,835 of which vested on 12/10/20, and 16,835 of which will vest on each of 12/10/21 and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 254.1132 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.
F6	As previously reported, on 12/10/20 the reporting person was granted 61,881 RSUs, 20,627 of which will vest on each of 12/10/21, 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 467.0264 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21.