Mortimer Berkowitz III - Jun 7, 2022 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Role
Director
Signature
/s/ Tyson Marshall by power of attorney
Stock symbol
ATEC
Transactions as of
Jun 7, 2022
Transactions value $
$800,000
Form type
4
Date filed
6/9/2022, 07:30 PM
Next filing
Jun 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATEC Common Stock Options Exercise $400K +200K +58.98% $2.00* 539K Jun 7, 2022 Direct F1
transaction ATEC Common Stock Options Exercise $400K +200K +61.16% $2.00* 527K Jun 9, 2022 By Porcupine Investment Partners, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATEC Warrants (right to buy) Options Exercise $0 -200K -100% $0.00* 0 Jun 7, 2022 Common Stock 200K $2.00 Direct
transaction ATEC Warrants (right to buy) Options Exercise $0 -200K -100% $0.00* 0 Jun 9, 2022 Common Stock 200K $2.00 By Porcupine Investment Partners, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares owned by Reporting Person and shares owned by Reporting Person's spouse.
F2 Reporting Person is the managing member of Porcupine Investment Partners, LLC and may be deemed to beneficially own the securities held by Porcupine Investment Partners, LLC. Reporting Person, however, disclaims beneficial ownership of such securities except as to the extent of his pecuniary interest therein.