Tom Simpson - May 2, 2022 Form 4 Insider Report for Kaspien Holdings Inc. (KSPN)

Role
Director
Signature
Tom Simpson
Stock symbol
KSPN
Transactions as of
May 2, 2022
Transactions value $
$13,770
Form type
4
Date filed
5/4/2022, 05:44 PM
Next filing
Dec 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KSPN Common stock, par value $0.1 per share Award $13.8K +3K +5% $4.59* 63K May 2, 2022 Direct F3
holding KSPN Common stock, par value $0.01 per share 14K May 2, 2022 By Kick Start III, LLC F5
holding KSPN Common stock. par value $0.01 per share 9.36K May 2, 2022 By Kick Start IV, LLC F6
holding KSPN Common stock, par value $0.01 per share 23.9K May 2, 2022 By WIN Partners F7
holding KSPN Common stock, par value $0.01 per share 9.74K May 2, 2022 BY Kick Start, LLC F4
holding KSPN Common stock, par value $0.01 per share 25 May 2, 2022 By Wife

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KSPN Director Stock Option (Right to Buy) Award $0 +1.25K +62.5% $0.00 3.25K May 2, 2022 Common stock, par value $0.1 per share 1.25K $4.59 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The equity transactions listed above is pursuant to equity plans qualified under 16b-3 and exempt from Section 16(b) of the Securities Exchange Act
F2 Option grants become exercisable in 4 equal annual installments beginning on the first anniversary of the date of grant and expire 10 years after grant.
F3 Annual compensation paid in shares of common stock pursuant to the 2005 Long Term Incentive and Share Award Plan, as Amended, which such plan qualifies under Section 16(b)-3
F4 Securities held by Kick Start, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start, LLC.
F5 Securities held by Kick Start III, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start III, LLC.
F6 Securities held by Kick Start IV, LLC. Mr. Simpson holds an interest, manages and has voting control of Kick Start IV, LLC.
F7 Securities held by WIN Partners. Mr. Simpson holds an interest, manages and has voting control of WIN Partners.