Ian Sacks - Feb 1, 2022 Form 4/A - Amendment Insider Report for HEALTHEQUITY, INC. (HQY)

Role
Director
Signature
/s/ Delano W. Ladd, attorney-in-fact
Stock symbol
HQY
Transactions as of
Feb 1, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
4/29/2022, 05:44 PM
Date Of Original Report
Feb 3, 2022
Previous filing
Jul 19, 2021
Next filing
Jun 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HQY Common Stock Award $0 +1.46K +1% $0.00 148K Feb 1, 2022 Direct F1, F2
transaction HQY Common Stock Award $0 +1.07K +0.73% $0.00 149K Feb 1, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HQY Stock Option (right to buy) 15K Feb 1, 2022 Common Stock 15K $21.27 Direct F4
holding HQY Stock Option (right to buy) 15K Feb 1, 2022 Common Stock 15K $14.00 Direct F4
holding HQY Stock Option (right to buy) 15K Feb 1, 2022 Common Stock 15K $25.39 Direct F4
holding HQY Stock Option (right to buy) 8.02K Feb 1, 2022 Common Stock 8.02K $66.06 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amendment is being filed to correct an error in the number of shares of Common Stock reported as acquired in the original Form 4.
F2 Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on the date of the issuer's annual stockholder meeting held in the current fiscal year. Vested shares will be delivered to the reporting person upon vesting.
F3 Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 269 shares on February 1, 2022. The remaining restricted stock units vest as to 268 shares on each of May 1, August 1, and November 1, of 2022. Vested shares will be delivered to the reporting person upon vesting.
F4 The option is immediately exercisable.

Remarks:

The Power of Attorney given by Mr. Sacks was previously filed with the U.S. Securities & Exchange Commission on February 3, 2017 as an exhibit to a statement on Form 4 filed by Mr. Sacks with respect to HealthEquity, Inc. and is hereby incorporated by reference.