Jon Kessler - 12 Jan 2022 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Reporting relationship: President and CEO, Director
Issuer ticker: HQY
Reported as of: 12 Jan 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 01 Apr 2022, 16:24:12 UTC
Prior SEC filing: 10 Dec 2021
Next SEC filing: 05 Apr 2022
Source filing: View source filing
Reporting owner signature: /s/ Jon Kessler

Key filing fact

Jon Kessler filed Form 4 for HEALTHEQUITY, INC. (HQY) on 01 Apr 2022.

Key facts

This page summarizes Jon Kessler's Form 4 filing for HEALTHEQUITY, INC. (HQY).
3 reported transactions and 7 derivative rows are listed below.
Accepted by SEC: 01 Apr 2022, 16:24.

Change

Previous filing in this sequence was filed on 10 Dec 2021.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HQY transaction

Common Stock

Other

Transaction value: $0
Shares: -4,424
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 12 Jan 2022
Ownership: by Wife
Footnotes: F1

HQY transaction

Common Stock

Other

Transaction value: $0
Shares: +4,424
Change %: +2.7%
Price: $0.000000
Shares after: 169,826
Date: 12 Jan 2022
Ownership: Direct
Footnotes: F1

HQY transaction

Common Stock

Award

Transaction value: $0
Shares: +31,788
Change %: +19%
Price: $0.000000
Shares after: 201,614
Date: 30 Mar 2022
Ownership: Direct
Footnotes: F2

HQY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 49,026
Date: 12 Jan 2022
Ownership: by Team Gracie Trust
Footnotes: F3

HQY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 36,860
Date: 12 Jan 2022
Ownership: by Team Bear Trust
Footnotes: F4

HQY holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 100,000
Date: 12 Jan 2022
Ownership: by GKF, LLC
Footnotes: F5

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 34,820
Date: 12 Jan 2022
Ownership: by GKF, LLC
Underlying class: Common Stock
Underlying amount: 34,820
Exercise price: $41.28
Footnotes: F6

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 23,930
Date: 12 Jan 2022
Ownership: by GKF, LLC
Underlying class: Common Stock
Underlying amount: 23,930
Exercise price: $61.72
Footnotes: F6

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 12,782
Date: 12 Jan 2022
Ownership: by GKF, LLC
Underlying class: Common Stock
Underlying amount: 12,782
Exercise price: $73.61
Footnotes: F6

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 60,000
Date: 12 Jan 2022
Ownership: by GKF, LLC
Underlying class: Common Stock
Underlying amount: 60,000
Exercise price: $14.00
Footnotes: F6

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 17,409
Date: 12 Jan 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 17,409
Exercise price: $41.28
Footnotes: F6

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 23,929
Date: 12 Jan 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 23,929
Exercise price: $61.72
Footnotes: F6

HQY holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 38,343
Date: 12 Jan 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 38,343
Exercise price: $73.61
Footnotes: F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

On January 12, 2022, the Reporting Person and his spouse entered into a transmutation agreement pursuant to which the Reporting Person and his spouse agreed that 4,424 shares of common stock currently held as sole and separate property of his spouse would be deemed as community property of the Reporting Person and his spouse.

Footnote F2

Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 31,788 shares on March 30, 2022.

Footnote F3

These securities are held by the Gracie Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F4

These securities are held by the Bear Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F5

These securities are held by the GKF, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F6

The option is immediately exercisable.

Footnote F7

The option is exercisable as to 25,562 shares. The remaining 12,781 options become exercisable on March 26 2023.

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