Key facts
- This page summarizes Edwin D. Johnson's Form 4 filing for CASELLA WASTE SYSTEMS INC (CWST).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 24 Feb 2022, 19:08.
Edwin D. Johnson - 22 Feb 2022 Form 4 Insider Report for CASELLA WASTE SYSTEMS INC (CWST)
- Reporting relationship
- President & COO
- Issuer ticker
- CWST
- Reported as of
- 22 Feb 2022
- Net transaction value
- -$1,250,983
- SEC form
- 4
- Accepted by SEC
- 24 Feb 2022, 19:08:21 UTC
- Prior SEC filing
- 23 Nov 2021
- Next SEC filing
- 14 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Edwin D. Johnson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Edwin D. Johnson filed Form 4 for CASELLA WASTE SYSTEMS INC (CWST) on 24 Feb 2022.
Change
- Previous filing in this sequence was filed on 23 Nov 2021.
- Current net transaction value: -$1,250,983.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CWST
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +36,156
- Change %
- +30%
- Price
- $0.000000
- Shares after
- 158,175
- Date
- 22 Feb 2022
- Ownership
- Direct
- Footnotes
- F1
CWST
transaction
Class A Common Stock
Sale
- Transaction value
- $1,187,437
- Shares
- -16,891
- Change %
- -11%
- Price
- $70.30
- Shares after
- 141,284
- Date
- 24 Feb 2022
- Ownership
- Direct
- Footnotes
- F2, F3
CWST
transaction
Class A Common Stock
Sale
- Transaction value
- $63,546
- Shares
- -894
- Change %
- -0.63%
- Price
- $71.08
- Shares after
- 140,390
- Date
- 24 Feb 2022
- Ownership
- Direct
- Footnotes
- F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on April 1, 2019, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2021 through December 31, 2021, and a multiplier based on relative total shareholder return for the period running from January 1, 2019 to December 31, 2021.
Footnote F2
Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on April 1, 2019. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.
Footnote F3
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $70.00 to $70.99, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
Footnote F4
Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $71.00 to $71.39, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.