Dave Howson - Feb 19, 2022 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
President, Europe & APAC
Signature
/s/ Patrick Sexton, attorney-in-fact
Stock symbol
CBOE
Transactions as of
Feb 19, 2022
Transactions value $
$521,219
Form type
4
Date filed
2/23/2022, 05:32 PM
Next filing
May 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Options Exercise $88K +741 +5.01% $118.81 15.5K Feb 19, 2022 Direct F1
transaction CBOE Common Stock Tax liability -$41.5K -349 -2.25% $118.81 15.2K Feb 19, 2022 Direct
transaction CBOE Common Stock Options Exercise $104K +879 +5.79% $118.81 16.1K Feb 19, 2022 Direct
transaction CBOE Common Stock Tax liability -$49.2K -414 -2.58% $118.81 15.7K Feb 19, 2022 Direct
transaction CBOE Common Stock Options Exercise $304K +2.56K +16.33% $118.81 18.2K Feb 19, 2022 Direct
transaction CBOE Common Stock Tax liability -$143K -1.2K -6.6% $118.81 17K Feb 19, 2022 Direct
transaction CBOE Common Stock Options Exercise $488K +4.11K +24.13% $118.81 21.1K Feb 19, 2022 Direct
transaction CBOE Common Stock Tax liability -$229K -1.93K -9.14% $118.81 19.2K Feb 19, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBOE Restricted Stock Units Options Exercise $0 -741 -100% $0.00* 0 Feb 19, 2022 Common Stock 741 Direct F2, F3
transaction CBOE Restricted Stock Units Options Exercise $0 -879 -50% $0.00 879 Feb 19, 2022 Common Stock 879 Direct F2, F4
transaction CBOE Restricted Stock Units Options Exercise $0 -2.56K -33.33% $0.00 5.11K Feb 19, 2022 Common Stock 2.56K Direct F2, F5
transaction CBOE Restricted Stock Units Options Exercise $0 -4.11K -100% $0.00* 0 Feb 19, 2022 Common Stock 4.11K Direct F2, F6
transaction CBOE Restricted Stock Units Award $0 +8.26K $0.00 8.26K Feb 19, 2022 Common Stock 8.26K Direct F2, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amount reflects the prior withholding of 1,076 shares of Common Stock on January 13, 2020 as previously reported on January 15, 2020 to correctly reflect the Reporting Person's ownership of Common Stock.
F2 Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F3 The restricted stock units vest in three equal annual installments, which began on February 19, 2020.
F4 The restricted stock units vest in three equal annual installments, which began on February 19, 2021.
F5 The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F6 The restricted stock units vested in whole on February 19, 2022.
F7 The restricted stock units vest in three equal annual installments beginning on February 19, 2023.