Catherine R. Clay - 19 Feb 2022 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Role
EVP, Data and Access Solutions
Signature
/s/ Patrick Sexton, attorney-in-fact
Issuer symbol
CBOE
Transactions as of
19 Feb 2022
Net transactions value
+$212,670
Form type
4
Filing time
23 Feb 2022, 17:02:23 UTC
Previous filing
17 May 2021
Next filing
17 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CBOE Common Stock Options Exercise $104,315 +878 +35% $118.81 3,398 19 Feb 2022 Direct
transaction CBOE Common Stock Tax liability $35,762 -301 -8.9% $118.81 3,097 19 Feb 2022 Direct
transaction CBOE Common Stock Options Exercise $81,860 +689 +22% $118.81 3,786 19 Feb 2022 Direct
transaction CBOE Common Stock Tax liability $23,643 -199 -5.3% $118.81 3,587 19 Feb 2022 Direct
transaction CBOE Common Stock Options Exercise $121,543 +1,023 +29% $118.81 4,610 19 Feb 2022 Direct
transaction CBOE Common Stock Tax liability $35,643 -300 -6.5% $118.81 4,310 19 Feb 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CBOE Restricted Stock Units Options Exercise $0 -878 -100% $0.000000* 0 19 Feb 2022 Common Stock 878 Direct F1, F2
transaction CBOE Restricted Stock Units Options Exercise $0 -689 -50% $0.000000 690 19 Feb 2022 Common Stock 689 Direct F1, F3
transaction CBOE Restricted Stock Units Options Exercise $0 -1,023 -33% $0.000000 2,046 19 Feb 2022 Common Stock 1,023 Direct F1, F4
transaction CBOE Restricted Stock Units Award $0 +2,271 $0.000000 2,271 19 Feb 2022 Common Stock 2,271 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Cboe Global Markets, Inc. common stock.
F2 The restricted stock units vest in three equal annual installments, which began on February 19, 2020.
F3 The restricted stock units vest in three equal annual installments, which began on February 19, 2021.
F4 The restricted stock units vest in three equal annual installments, which began on February 19, 2022.
F5 The restricted stock units vest in three equal annual installments beginning on February 19, 2023.