Frank H. Laukien - Feb 17, 2022 Form 4 Insider Report for BRUKER CORP (BRKR)

Role
CEO, President, Director, 10%+ Owner
Signature
/s/Sara Hussain, Attorney-in-Fact
Stock symbol
BRKR
Transactions as of
Feb 17, 2022
Transactions value $
-$1,108,738
Form type
4
Date filed
2/22/2022, 03:39 PM
Previous filing
Dec 17, 2021
Next filing
May 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRKR Common Stock Options Exercise $1.31M +43.8K +0.11% $29.78 38.5M Feb 17, 2022 Direct
transaction BRKR Common Stock Sale -$1.78M -26.2K -0.07% $68.12 38.5M Feb 17, 2022 Direct F3, F5
transaction BRKR Common Stock Options Exercise $1.21M +40.5K +0.11% $29.78 38.5M Feb 18, 2022 Direct
transaction BRKR Common Stock Sale -$1.84M -26.8K -0.07% $68.51 38.5M Feb 18, 2022 Direct F4, F6
holding BRKR Common Stock 337K Feb 17, 2022 By Son F1
holding BRKR Common Stock 337K Feb 17, 2022 By Daughter F1
holding BRKR Common Stock 71.7K Feb 17, 2022 As UTMA custodian for son
holding BRKR Common Stock 202K Feb 17, 2022 As UTMA custodian for son
holding BRKR Common Stock 1.05M Feb 17, 2022 By Former Spouse F1
holding BRKR Common Stock 492 Feb 17, 2022 By Former Spouse F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRKR Stock Option (Right to Buy) Options Exercise $0 -43.8K -100% $0.00* 0 Feb 17, 2022 Common Stock 43.8K $29.78 Direct F2
transaction BRKR Stock Option (Right to Buy) Options Exercise $0 -40.5K -100% $0.00* 0 Feb 18, 2022 Common Stock 40.5K $29.78 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of 1,046,499 shares held by the reporting person's former spouse, 492 shares held by the reporting person's spouse, 337,087 shares held by the reporting person's adult son and 336,607 shares held by the reporting person's adult daughter, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F2 The stock option granted to the Reporting Person on August 10, 2017 (the "Original Grant Date") vested in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.91 to $68.38, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.13 to $68.75, inclusive. The reporting person undertakes to provide to Bruker Corporation, any security holder of Bruker Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 Reflects 26,200 shares sold by the Reporting Person at the market price of $68.12 per share less an exercise price of $29.777 per share to fund the cashless exercise of 43,847 options.
F6 Reflects 26,790 shares sold by the Reporting Person at the market price of $68.5068 per share less an exercise price of $29.777 per share to fund the cashless exercise of 40,490 options.