Walter C. Keenan - Feb 4, 2022 Form 4 Insider Report for Lument Finance Trust, Inc. (LFT)

Role
Director
Signature
/s/ Michele Halickman attorney-in-fact
Stock symbol
LFT
Transactions as of
Feb 4, 2022
Transactions value $
$153,072
Form type
4
Date filed
2/15/2022, 05:38 PM
Previous filing
Mar 27, 2023
Next filing
May 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LFT Common Stock Exercise of in-the-money or at-the-money derivative security $153K +50K $3.06 50K Feb 11, 2022 By wife
transaction LFT Common Stock Purchase $0 0 0% $0.00* 41.9K Feb 11, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LFT Subscription Rights (right to buy) Purchase $72.20 +4.75K +10.5% $0.02* 50K Feb 4, 2022 Common Stock 4.75K $3.06 By wife F1
transaction LFT Subscription Rights (right to buy) Exercise of in-the-money or at-the-money derivative security $0 -45.3K -100% $0.00* 0 Feb 11, 2022 Common Stock 45.3K $3.06 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 45,250 subscription rights that were distributed by the issuer to the reporting person on January 18, 2022 and subsequently transferred by the reporting person to the reporting person's wife for no consideration.