Karen Wilson Thissen - Feb 11, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: Executive VP and GC
Signature: /s/ Wendy B. Mahling for Karen Wilson Thissen
Stock symbol: AMP
Transactions as of: Feb 11, 2022
Transactions value $: -$2,344,014
Form type: 4
Date filed: 2/15/2022, 05:10 PM
Previous filing: Feb 4, 2022
Next filing: Jun 9, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Options Exercise	$566K	+4.46K	+29.29%	$126.89	19.7K	Feb 11, 2022	Direct
transaction	AMP	Common Stock	Tax liability	-$946K	-3.02K	-15.32%	$313.75	16.7K	Feb 11, 2022	Direct
transaction	AMP	Common Stock	Sale	-$2.02M	-6.44K	-38.66%	$313.88	10.2K	Feb 11, 2022	Direct	F1
holding	AMP	Common Stock						249	Feb 11, 2022	By 401(k) Plan	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Employee Stock Option (right to buy)	Options Exercise	$0	-4.46K	-100%	$0.00^*	0	Feb 11, 2022	Common Stock	4.46K	$126.89	Direct	F3
transaction	AMP	Phantom Stock	Award	$58.8K	+193	+15.31%	$304.00	1.46K	Feb 11, 2022	Common Stock	193		Direct	F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects the weighted average price of 6,444 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $313.6175 to $314.3259 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 11, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F3	Fully vested.
F4	Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F5	Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.