| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMP | Common Stock | +Options Exercise | $565,803 | +4,459 | +29.29% | $126.89 | 19,682 | Feb 11, 2022 | Direct | |
| transaction | AMP | Common Stock | -Tax liability | -$945,956 | -3,015 | -15.32% | $313.75 | 16,667 | Feb 11, 2022 | Direct | |
| transaction | AMP | Common Stock | -Sell | -$2,022,661 | -6,444 | -38.66% | $313.88 | 10,223 | Feb 11, 2022 | Direct | F1 |
| holding | AMP | Common Stock | 249 | Feb 11, 2022 | By 401(k) Plan | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMP | Employee Stock Option (right to buy) | -Options Exercise | $0 | -4,459 | -100% | $0.00 | 0 | Feb 11, 2022 | Common Stock | 4,459 | $126.89 | Direct | F3 |
| transaction | AMP | Phantom Stock | +Grant/Award | $58,800 | +193 | +15.31% | $304.00 | 1,457 | Feb 11, 2022 | Common Stock | 193 | Direct | F4, F5 |
| Id | Content |
|---|---|
| F1 | Reflects the weighted average price of 6,444 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $313.6175 to $314.3259 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| F2 | Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 11, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. |
| F3 | Fully vested. |
| F4 | Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. |
| F5 | Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |