Gerard P. Smyth - Feb 11, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
EVP Technology and CIO
Signature
/s/ Wendy B. Mahling for Gerard P. Smyth
Stock symbol
AMP
Transactions as of
Feb 11, 2022
Transactions value $
$58,800
Form type
4
Date filed
2/15/2022, 05:08 PM
Previous filing
Feb 3, 2022
Next filing
Nov 17, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Award $58.8K +193 +32.21% $304.00 794 Feb 11, 2022 Common Stock 193 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.