SCOTT TRAGER - 31 Dec 2021 Form 5 Insider Report for REPUBLIC BANCORP INC /KY/ (RBCAA)

Role
Vice Chairman, Director, 10%+ Owner
Signature
/s/ Scott Trager
Issuer symbol
RBCAA
Transactions as of
31 Dec 2021
Net transactions value
-$21,600
Form type
5
Filing time
14 Feb 2022, 10:56:41 UTC
Previous filing
14 Feb 2022
Next filing
02 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RBCAA Class A Common Stock Gift $0 +4,590 +8.9% $0.000000 56,287 28 Dec 2010 By Trager Family Irrevocable Trust F5, F6, F10
transaction RBCAA Class A Common Stock Sale $21,600 -900 -1.6% $24.00* 55,387 23 Mar 2012 By Trager Family Irrevocable Trust F5, F10
transaction RBCAA Class A Common Stock Will/Inheritance $0 +29,980 +54% $0.000000 85,367 12 Feb 2014 By Trager Family Irrevocable Trust F5, F7, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.2% $0.000000 84,367 31 Jul 2014 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.2% $0.000000 83,367 31 Oct 2014 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.2% $0.000000 82,367 30 Jan 2015 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.2% $0.000000 81,367 30 Apr 2015 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.2% $0.000000 80,367 31 Jul 2015 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.2% $0.000000 79,367 30 Oct 2015 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.3% $0.000000 78,367 29 Jan 2016 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.3% $0.000000 77,367 29 Apr 2016 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.3% $0.000000 76,367 29 Jul 2016 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.3% $0.000000 75,367 01 Nov 2016 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.3% $0.000000 74,367 30 Jan 2017 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.3% $0.000000 73,367 28 Apr 2017 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.4% $0.000000 72,367 31 Jul 2017 By Trager Family Irrevocable Trust F5, F8, F9, F10
transaction RBCAA Class A Common Stock Gift $0 -1,000 -1.4% $0.000000 71,367 31 Oct 2017 By Trager Family Irrevocable Trust F5, F8, F9, F10
holding RBCAA Class A Common Stock 202,569 31 Dec 2021 Direct F1, F10
holding RBCAA Class A Common Stock 45,642 31 Dec 2021 By 401(k) Plan F2, F10
holding RBCAA Class A Common Stock 1,985 31 Dec 2021 By Jaytee Properties Limited Partnership F3, F10
holding RBCAA Class A Common Stock 17,231 31 Dec 2021 By Teebank Family Limited Partnership F4, F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RBCAA Class B Common Stock 445 31 Dec 2021 Class A Common Stock 445 By Jaytee Properties Limited Partnership F3, F11, F12, F13
holding RBCAA Class B Common Stock 4,218 31 Dec 2021 Class A Common Stock 4,218 By Teebank Family Limited Partnership F4, F11, F12, F13
holding RBCAA Class B Common Stock 2,054 31 Dec 2021 Class A Common Stock 2,054 By Trager Family Irrevocable Trust F5, F11, F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 36.425 shares acquired under the Issuer's dividend reinvestment plan since the date of the Reporting Person's last ownership report.
F2 Reflects additions to and change in value of shares held under the Issuer's 401(k) plan since the date of the Reporting Person's last ownership report.
F3 Jaytee Properties Limited Partnership is a family limited partnership of which the Reporting Person is a limited partner.
F4 Teebank Family Limited Partnership is a family limited partnership of which the Reporting Person is a limited partner.
F5 Trager Family Irrevocable Trust (the "Trust") is a family trust of which the Reporting Person is a co-trustee and a beneficiary.
F6 Reflects a transfer of shares into the Trust as a distribution from the Reporting Person's mother's IRA before her death.
F7 Reflects a transfer of shares into the Trust in connection with the settlement of the Reporting Person's mother's estate.
F8 Following the death of the Reporting Person's mother, the Trust was divided into two separate sub-trusts, one for the benefit of the Reporting Person and the other for the benefit of the Reporting Person's sister. Per the Trust Agreement, the Reporting Person is co-trustee of both sub-trusts. Around the time of the creation of the sub-trusts, the Reporting Person delegated authority to his sister, the other co-trustee, to transact within the sub-trust for her benefit. At that time, the Reporting Person believed he had relinquished beneficial ownership over the Issuer shares held in that sub-trust; however, he now believes he is required to report beneficial ownership of Issuer shares held in that sub-trust.
F9 The Reporting Person's sister has regularly withdrawn shares from her sub-trust since its creation. The Reporting Person did not take any action in and was only recently made aware of these withdrawals.
F10 Filing 1 of 2.
F11 Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.
F12 Immediate.
F13 None.