Gerard P. Smyth - Jan 28, 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: EVP Technology and CIO
Signature: /s/ Wendy B. Mahling for Gerard P. Smyth
Stock symbol: AMP
Transactions as of: Jan 28, 2022
Transactions value $: -$45,211
Form type: 4
Date filed: 2/1/2022, 05:37 PM
Next filing: Feb 3, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Award	$0	+905	+8.71%	$0.00	11.3K	Jan 28, 2022	Direct
transaction	AMP	Common Stock	Tax liability	-$20.9K	-70	-0.62%	$298.09	11.2K	Jan 29, 2022	Direct
transaction	AMP	Common Stock	Tax liability	-$24.3K	-80	-0.71%	$304.31	11.1K	Jan 31, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Employee Stock Option (right to buy)	Award	$0	+2.86K		$0.00	2.86K	Jan 28, 2022	Common Stock	2.86K	$298.09	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022.

Remarks:

EX-24 Power of Attorney