Gerard P. Smyth - 28 Jan 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: EVP Technology and CIO
Signature: /s/ Wendy B. Mahling for Gerard P. Smyth
Issuer symbol: AMP
Transactions as of: 28 Jan 2022
Net transactions value: -$45,211
Form type: 4
Filing time: 01 Feb 2022, 17:37:09 UTC
Previous filing: 19 Mar 2025
Next filing: 03 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Award	$0	+905	+8.7%	$0.000000	11,292	28 Jan 2022	Direct
transaction	AMP	Common Stock	Tax liability	$20,866	-70	-0.62%	$298.09	11,222	29 Jan 2022	Direct
transaction	AMP	Common Stock	Tax liability	$24,345	-80	-0.71%	$304.31	11,142	31 Jan 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Employee Stock Option (right to buy)	Award	$0	+2,857		$0.000000	2,857	28 Jan 2022	Common Stock	2,857	$298.09	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022.

Remarks:

EX-24 Power of Attorney