Walter S. Berman - 28 Jan 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role: Executive VP and CFO
Signature: /s/ Wendy B. Mahling for Walter Stanley Berman
Issuer symbol: AMP
Transactions as of: 28 Jan 2022
Net transactions value: -$566,544
Form type: 4
Filing time: 01 Feb 2022, 17:36:18 UTC
Previous filing: 01 Nov 2021
Next filing: 03 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMP	Common Stock	Award	$0	+4,075	+27%	$0.000000	19,418	28 Jan 2022	Direct
transaction	AMP	Common Stock	Tax liability	$222,673	-747	-3.8%	$298.09	18,671	29 Jan 2022	Direct
transaction	AMP	Common Stock	Tax liability	$343,870	-1,130	-6.1%	$304.31	17,541	31 Jan 2022	Direct
holding	AMP	Common Stock						346	28 Jan 2022	By 401(k) Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMP	Employee Stock Option (right to buy)	Award	$0	+12,859		$0.000000	12,859	28 Jan 2022	Common Stock	12,859	$298.09	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of January 28, 2022. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F2	One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022.