Bettis Carr - 16 Dec 2021 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Signature
/s/ James Spolar, Attorney-in-Fact
Issuer symbol
AEYE
Transactions as of
16 Dec 2021
Net transactions value
+$20,000
Form type
4
Filing time
20 Dec 2021, 15:32:01 UTC
Previous filing
02 Dec 2021
Next filing
04 Jan 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Options Exercise $20,000 +3,200 +0.75% $6.25 432,375 16 Dec 2021 CSB IV US Holdings LLC F1
holding AEYE Common Stock 18,600 16 Dec 2021 Carr Bettis IRA F2
holding AEYE Common Stock 415,194 16 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEYE Warrants (right to buy) Options Exercise $0 -3,200 -100% $0.000000* 0 16 Dec 2021 Common Stock 3,200 $6.25 CSB IV US Holdings LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F2 Dr. Bettis is deemed to be the beneficial owner of the Carr Bettis IRA.