ABRAHAM N. OLER - 18 Nov 2021 Form 4 Insider Report for Onconova Therapeutics, Inc. (TRAW)

Signature
/s/ Mark Guerin as attorney-in-fact
Issuer symbol
TRAW
Transactions as of
18 Nov 2021
Net transactions value
+$15,000
Form type
4
Filing time
19 Nov 2021, 07:45:01 UTC
Previous filing
29 Sep 2021
Next filing
23 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ONTX Common Stock Exercise of in-the-money or at-the-money derivative security $15,000 +5,000 +40% $3.00 17,514 18 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ONTX Warrant (right to purchase) Exercise of in-the-money or at-the-money derivative security $0 -5,000 -100% $0.000000* 0 18 Nov 2021 Common Stock 5,000 $3.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 9,333 shares held by the Abraham Oler Living Trust U/T/A DTD 07/27/2012, of which the reporting person is a trustee.
F2 The warrants were acquired in the November 2019 public offering, by Onconova Therapeutics, Inc, of units which included one share of common stock and one warrant.