David H. Sampsell - 15 Nov 2021 Form 4 Insider Report for DIGI INTERNATIONAL INC (DGII)

Role
VP, Corp. Dev, GC & Corp. Sec.
Signature
/s/ Joshua L. Colburn, Attorney-in-Fact
Issuer symbol
DGII
Transactions as of
15 Nov 2021
Net transactions value
-$480,498
Form type
4
Filing time
17 Nov 2021, 16:30:19 UTC
Previous filing
14 May 2021
Next filing
23 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DGII Common Stock Options Exercise $159,450 +15,000 +23% $10.63 81,223 15 Nov 2021 Direct F1
transaction DGII Common Stock Options Exercise $270,250 +25,000 +31% $10.81 106,223 15 Nov 2021 Direct
transaction DGII Common Stock Tax liability $82,889 -3,428 -3.2% $24.18 102,795 15 Nov 2021 Direct F2
transaction DGII Common Stock Sale $827,309 -34,300 -33% $24.12 68,495 15 Nov 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DGII Employee Stock Option (right to buy) Options Exercise $0 -15,000 -100% $0.000000* 0 15 Nov 2021 Common Stock 15,000 $10.63 Direct F4
transaction DGII Employee Stock Option (right to buy) Options Exercise $0 -25,000 -100% $0.000000* 0 15 Nov 2021 Common Stock 25,000 $10.81 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,432.148 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between December 29, 2020 and September 30, 2021.
F2 Represents shares forfeit to satisfy exercise price and tax withholding obligations in connection with a net exercise of an option for 5,700 shares.
F3 Reflects the weighted average price of 34,300 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 15, 2021 with sale prices ranging from $24.00 to $24.90 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Fully vested.