Joseph W. Craft - Nov 12, 2021 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
President and Chief Executive, Director, 10%+ Owner
Signature
/s/ Joseph W. Craft by Kenneth Hemm, pursuant to power of attorney dated April 10, 2013
Stock symbol
ARLP
Transactions as of
Nov 12, 2021
Transactions value $
$0
Form type
4
Date filed
11/16/2021, 08:46 AM
Previous filing
Oct 12, 2021
Next filing
Feb 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common Unit 19.3M Nov 12, 2021 Direct
holding ARLP Common Unit 2K Nov 12, 2021 By son
holding ARLP Common Unit 169K Nov 12, 2021 Through spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +5.06K +1.75% 295K Nov 12, 2021 Common unit 5.06K Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1 for 1
F2 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F3 Not applicable