Christopher J. Williams - Oct 29, 2021 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Director
Signature
/s/ Wendy B. Mahling for Christopher J. Williams
Stock symbol
AMP
Transactions as of
Oct 29, 2021
Transactions value $
$17,500
Form type
4
Date filed
11/2/2021, 04:38 PM
Previous filing
Oct 4, 2021
Next filing
Jan 4, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock (Retainer Deferral) +Grant/Award $17,500 +58 +2.85% $302.13 2,090 Oct 29, 2021 Common Stock 58 Direct F1, F2

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.