Robert B. Aarnes - Sep 29, 2021 Form 4 Insider Report for RESIDEO TECHNOLOGIES, INC. (REZI)

Role
President, ADI
Signature
/s/ Jeannine J. Lane, as Attorney-in-Fact for Robert B. Aarnes
Stock symbol
REZI
Transactions as of
Sep 29, 2021
Transactions value $
-$49,312
Form type
4
Date filed
9/30/2021, 04:09 PM
Previous filing
Aug 11, 2021
Next filing
Nov 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction REZI Common Stock Options Exercise +3.66K +12.24% 33.6K Sep 29, 2021 Direct F1
transaction REZI Common Stock Tax liability -$49.3K -1.95K -5.8% $25.34 31.6K Sep 29, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction REZI Restricted Stock Units Options Exercise $0 -3.66K -49.15% $0.00 3.79K Sep 29, 2021 Common Stock 3.66K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 The reported restricted stock units vested on September 29, 2021 and the remaining restricted stock units vest on September 29, 2023, subject to continued employment.