Robert B. Aarnes - 29 Sep 2021 Form 4 Insider Report for RESIDEO TECHNOLOGIES, INC. (REZI)

Role
President, ADI
Signature
/s/ Jeannine J. Lane, as Attorney-in-Fact for Robert B. Aarnes
Issuer symbol
REZI
Transactions as of
29 Sep 2021
Net transactions value
-$49,312
Form type
4
Filing time
30 Sep 2021, 16:09:42 UTC
Previous filing
11 Aug 2021
Next filing
02 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction REZI Common Stock Options Exercise +3,662 +12% 33,580 29 Sep 2021 Direct F1
transaction REZI Common Stock Tax liability $49,312 -1,946 -5.8% $25.34 31,634 29 Sep 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction REZI Restricted Stock Units Options Exercise $0 -3,662 -49% $0.000000 3,788 29 Sep 2021 Common Stock 3,662 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 The reported restricted stock units vested on September 29, 2021 and the remaining restricted stock units vest on September 29, 2023, subject to continued employment.