Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | AGAE | Common Stock | Other | +10.4K | +9.66% | 118K | Apr 9, 2021 | Direct | F1, F2 | ||
transaction | AGAE | Common Stock | Tax liability | -5.76K | -4.89% | 112K | Aug 13, 2021 | Direct | F3 |
Id | Content |
---|---|
F1 | The reporting person acquired the stock in a private transfer of shares by another director of the issuer. The transfer was in settlement of a debt in the amount of $25,000. |
F2 | The reporting person has been advised that his acquisition of 10,373 shares reported herein at an effective value of $2.41 per share may be considered a purchase under Section 16(b) of the Securities Exchange Act of 1934 that is not exempt under applicable rules. In that event, such a purchase could be matched with the previously reported market sale of shares by the reporting person on February 10, 2021 in a market transaction at the gross sale price of $2.75 per share. The reporting person has agreed to pay to the issuer $2,677.78, representing the profit that would result from such matching, net of transaction costs. |
F3 | Shares forfeited to cover withholding tax obligations payable as a result of the lapse of forfeiture restrictions on shares. |