John Holmes - Sep 1, 2021 Form 4 Insider Report for COWEN INC. (COWN)

Role
Chief Operating Officer
Signature
/s/ John Holmes
Stock symbol
COWN
Transactions as of
Sep 1, 2021
Transactions value $
-$47,080
Form type
4
Date filed
9/2/2021, 04:41 PM
Previous filing
Jul 29, 2021
Next filing
Dec 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COWN Class A Common Stock Tax liability -$47.1K -1.29K -0.63% $36.44 205K Sep 1, 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's Class A common stock withheld to satisfy tax withholding obligations upon the vesting of restricted stock, in accordance with the terms of the related grant agreement, which was approved by the board of directors of the Issuer in accordance with Rule 16b-3 promulgated under the Securities Exchange Act of 1934.