Moradi David - 19 Aug 2021 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Role
David Moradi serves as Interim Chief Executive Officer and Chief Strategy Officer of the Issuer., Director, 10%+ Owner
Signature
/s/ James Spolar, Attorney-in-Fact
Issuer symbol
AEYE
Transactions as of
19 Aug 2021
Net transactions value
+$306,269
Form type
4
Filing time
23 Aug 2021, 09:06:25 UTC
Previous filing
18 Aug 2021
Next filing
02 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Purchase $116,000 +10,000 +0.36% $11.60 2,791,497 19 Aug 2021 Through Sero Capital LLC F1, F3
transaction AEYE Common Stock Purchase $190,269 +16,734 +0.6% $11.37 2,808,231 20 Aug 2021 Through Sero Capital LLC F2, F3
holding AEYE Common Stock 542,223 19 Aug 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 10,000 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 19, 2021 with purchase prices ranging from $11.50 to $11.70 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F2 Reflects the weighted average price of 16,734 shares of common stock of AudioEye, Inc. purchased in multiple transactions on August 20, 2021 with purchase prices ranging from $11.01 to $11.99 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
F3 Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.

Remarks:

David Moradi serves as Interim Chief Executive Officer and Chief Strategy Officer of the Issuer.