Gregory V. Hackman - Aug 10, 2021 Form 4 Insider Report for Boot Barn Holdings, Inc. (BOOT)

Signature
/s/ Gregory V. Hackman
Stock symbol
BOOT
Transactions as of
Aug 10, 2021
Transactions value $
-$653,139
Form type
4
Date filed
8/12/2021, 07:06 PM
Previous filing
Jun 8, 2021
Next filing
Aug 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BOOT Common Stock Tax liability -$46.6K -527 -1.77% $88.46 29.3K Aug 10, 2021 Direct F1
transaction BOOT Common Stock Options Exercise $73.9K +3.09K +10.53% $23.92* 32.4K Aug 11, 2021 Direct
transaction BOOT Common Stock Options Exercise $80.4K +3.34K +10.3% $24.08* 35.7K Aug 11, 2021 Direct
transaction BOOT Common Stock Options Exercise $89K +3.11K +8.69% $28.63 38.8K Aug 11, 2021 Direct
transaction BOOT Common Stock Sale -$850K -9.53K -24.54% $89.14 29.3K Aug 11, 2021 Direct F2, F3
holding BOOT Common Stock 17.9K Aug 10, 2021 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BOOT Options Options Exercise $0 -3.09K -21.54% $0.00 11.2K Aug 11, 2021 Common Stock 3.09K $23.92 Direct F5
transaction BOOT Options Options Exercise $0 -3.34K -25% $0.00 10K Aug 11, 2021 Common Stock 3.34K $24.08 Direct F5
transaction BOOT Options Options Exercise $0 -3.11K -33.33% $0.00 6.21K Aug 11, 2021 Common Stock 3.11K $28.63 Direct F5
holding BOOT Options 13.5K Aug 10, 2021 Common Stock 13.5K $6.15 Direct F6
holding BOOT Options 11K Aug 10, 2021 Common Stock 11K $7.11 Direct F6
holding BOOT Options 12K Aug 10, 2021 Common Stock 12K $23.57 Direct F5
holding BOOT Options 12.5K Aug 10, 2021 Common Stock 12.5K $20.94 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On August 10, 2021, in connection with the vesting of shares underlying an aggregate of 1,061 previously disclosed restricted stock units, the issuer withheld 527 shares of common stock to satisfy withholding taxes due in connection with such vesting. Such shares had a market value of $88.46 per share, the closing price of the common stock on the vesting date. Amount of securities beneficially owned consists of the number of shares of common stock held by the reporting person as of August 10, 2021, including the shares awarded in connection with such vesting, but excluding any shares of common stock subject to further vesting conditions. See Note 4 below.
F2 Reflects the weighted average price of sales on August 11, 2021. The shares were sold in multiple transactions at prices ranging from $89.00 to $89.50, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3 Consists of the number of shares of common stock held by the reporting person as of August 11, 2021, but excluding any shares of common stock subject to further vesting conditions. See Note 4 below.
F4 Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of August 11, 2021 that remain subject to time-based vesting.
F5 The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.
F6 The Options were granted under the Company's 2014 Equity Incentive Plan and are subject to vesting over a five-year period in equal annual installments on each anniversary of the grant date.