| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HALO | Common Stock | Options Exercise | $733K | +50K | +9.31% | $14.66 | 587K | Aug 10, 2021 | Direct | F1 |
| transaction | HALO | Common Stock | Sale | -$1.02M | -25.1K | -4.28% | $40.42 | 562K | Aug 10, 2021 | Direct | F1, F2 |
| transaction | HALO | Common Stock | Sale | -$909K | -21.9K | -3.9% | $41.47 | 540K | Aug 10, 2021 | Direct | F1, F3 |
| transaction | HALO | Common Stock | Sale | -$42.6K | -1K | -0.19% | $42.64 | 539K | Aug 10, 2021 | Direct | F1, F4 |
| transaction | HALO | Common Stock | Sale | -$17.3K | -400 | -0.07% | $43.26 | 539K | Aug 10, 2021 | Direct | F1, F5 |
| transaction | HALO | Common Stock | Sale | -$22.5K | -500 | -0.09% | $44.91 | 538K | Aug 10, 2021 | Direct | F1, F6 |
| transaction | HALO | Common Stock | Sale | -$48.3K | -1.05K | -0.19% | $46.11 | 537K | Aug 10, 2021 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HALO | Option to Purchase Common Stock | Options Exercise | -$733K | -50K | -14.29% | $14.66 | 300K | Aug 10, 2021 | Common Stock | 50K | $14.66 | Direct | F1, F7 |
| Id | Content |
|---|---|
| F1 | The option exercise and sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 7, 2020, in accordance with Rule 10b5-1. |
| F2 | Represents a weighted average sales price per share. These shares were sold at prices ranging from $39.92 to $40.91. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F3 | Represents a weighted average sales price per share. These shares were sold at prices ranging from $40.98 to $41.97. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F4 | Represents a weighted average sales price per share. These shares were sold at prices ranging from $42.07 to $42.99. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F5 | Represents a weighted average sales price per share. These shares were sold at prices ranging from $43.17 to $43.33. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F6 | Represents a weighted average sales price per share. These shares were sold at prices ranging from $44.76 to $45.02. The Reporting Person has provided to the issuer, and will provide to any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| F7 | Grant to Reporting Person of options, exercisable over a 4-year period measured from the date of grant, 25% after 12 months, then 1/48th of the Option Shares per month thereafter. The date of grant was January 6, 2014. |