Patrick G. Sobers - Aug 1, 2021 Form 3 Insider Report for National Bank Holdings Corp (NBHC)

Role: Director
Signature: /s/ Angela N. Petrucci as Attorney-in-Fact
Stock symbol: NBHC
Transactions as of: Aug 1, 2021
Transactions value $: $0
Form type: 3
Date filed: 8/3/2021, 07:32 PM
Next filing: Nov 2, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	NBHC	Common Stock						13.8K	Aug 1, 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	NBHC	Employee Stock Option (Right to Buy)							Aug 1, 2021	Common Stock	1.03K	$19.56	Direct	F1
holding	NBHC	Employee Stock Option (Right to Buy)							Aug 1, 2021	Common Stock	2.1K	$34.04	Direct	F2
holding	NBHC	Employee Stock Option (Right to Buy)							Aug 1, 2021	Common Stock	4.37K	$32.65	Direct	F3
holding	NBHC	Employee Stock Option (Right to Buy)							Aug 1, 2021	Common Stock	2.62K	$34.08	Direct	F4
holding	NBHC	Employee Stock Option (Right to Buy)							Aug 1, 2021	Common Stock	2.49K	$23.10	Direct	F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting and represents the third installment of the applicable stock option award, which vested on April 28, 2019.
F2	Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting, with the first installment having vested on April 28, 2018, the second installment having vested on April 28, 2019, and the third installment having vested on April 28, 2020.
F3	Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting, with the first installment having vested on April 28, 2019, the second installment having vested on April 28, 2020, and the third installment having vested on April 28, 2021.
F4	Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting, with the first installment having vested on April 28, 2020, the second installment having vested on April 28, 2021, and the third installment vesting on April 28, 2022.
F5	Granted under the NBHC 2014 Omnibus Incentive Plan. Stock option award is time vesting, with the first installment having vested on April 28, 2021, the second installment vesting on April 28, 2022, and the third installment vesting on April 28, 2023.