Christopher J. Williams - Jul 29, 2021 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Director
Signature
/s/ Wendy B. Mahling for Christopher J. Williams
Stock symbol
AMP
Transactions as of
Jul 29, 2021
Transactions value $
$17,500
Form type
4
Date filed
8/2/2021, 04:51 PM
Previous filing
Jul 6, 2021
Next filing
Oct 4, 2021

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock (Retainer Deferral) Award $17.5K +67.5 +3.45% $259.21 2.02K Jul 29, 2021 Common Stock 67.5 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors.