Stephen Seay - 01 Jul 2001 Form 4 Insider Report for EMAGIN CORP

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 01 Jul 2001
Net transaction value: +$111,157
SEC form: 4
Accepted by SEC: 06 Jul 2021, 20:13:53 UTC
Next SEC filing: 10 Jun 2022
Source filing: View source filing
Reporting owner signature: /s/ Mark A. Koch, as Attorney-in-Fact

Key filing fact

Stephen Seay filed Form 4 for EMAGIN CORP on 06 Jul 2021.

Key facts

This page summarizes Stephen Seay's Form 4 filing for EMAGIN CORP.
4 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 06 Jul 2021, 20:13.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$111,157.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EMAN transaction

Common Stock

Options Exercise

Transaction value: $55,578
Shares: +25,971
Change %: +67%
Price: $2.14
Shares after: 64,490
Date: 01 Jul 2021
Ownership: Direct
Footnotes: F2

EMAN transaction

Common Stock

Tax liability

Transaction value: $55,579
Shares: +15,971
Change %: +49%
Price: $3.48^*
Shares after: 48,519
Date: 01 Jul 2001
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EMAN transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +35,000
Change %
Price: $0.000000
Shares after: 35,000
Date: 01 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 35,000
Exercise price: $3.48
Footnotes: F1

EMAN transaction Derivative

Non-Qualified Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -25,971
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 25,971
Exercise price: $2.14
Footnotes: F1, F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

17,500 shares of such options vested as of July 1, 2021 and 17,500 shares shall vest on July 1, 2022 or by the next Annual Meeting, whichever is sooner.

Footnote F2

Represents the exercise of options granted on 7/1/14 and expiring on 7/1/21

Footnote F3

Reflects 15,971 shares traded by the issuer at the market price of $3.38 to fund the cashless exercise of 25,971 options at an exercise price of $2.14 per share.

Footnote F4

All shares underlying this option have vested