| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEYE | Common Stock | Conversion of derivative security | +30.8K | +7.18% | 459K | May 24, 2021 | CSB IV US Holdings LLC | F1, F2, F5 | ||
| holding | AEYE | Common Stock | 18.6K | May 24, 2021 | Carr Bettis IRA | F3, F5 | |||||
| holding | AEYE | Common Stock | 408K | May 24, 2021 | Direct | F5 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEYE | Series A Convertible Preferred Stock | Conversion of derivative security | $0 | -10K | -100% | $0.00* | 0 | May 24, 2021 | Common Stock | 30.8K | CSB IV US Holdings LLC | F1, F4 |
| Id | Content |
|---|---|
| F1 | Each share of Series A Convertible Preferred Stock is convertible into that number of shares of common stock determined by dividing $10 plus any accrued dividends by the conversion price of $4.385. |
| F2 | Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC. Shares shown as held by CSB IV US Holdings LLC include shares previously held by the J. Carr & Stephanie V. Bettis Revocable Trust, dated January 1, 2003, which trust was revoked with respect to such shares and such shares were transferred to CSB IV US Holdings LLC. |
| F3 | Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA. |
| F4 | The shares of Series A Convertible Preferred Stock were immediately convertible upon issuance and do not expire. |
| F5 | All amounts reported in Column 5 reflect amounts held as of the date of the filing of this report. |