Brian N. Schell - 25 May 2021 Form 4 Insider Report for Cboe Global Markets, Inc. (CBOE)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
23 Jun 2021, 16:12:27 UTC
Next SEC filing
28 Jun 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Patrick Sexton, attorney-in-fact

Key filing fact

Brian N. Schell filed Form 4 for Cboe Global Markets, Inc. (CBOE) on 23 Jun 2021.

Key facts

  • This page summarizes Brian N. Schell's Form 4 filing for Cboe Global Markets, Inc. (CBOE).
  • 8 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 23 Jun 2021, 16:12.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$1,416,252.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CBOE transaction

Common Stock

Gift

Transaction value
$0
Shares
-275
Change %
-1%
Price
$0.000000
Shares after
27,091
Date
25 May 2021
Ownership
Direct
CBOE transaction

Common Stock

Sale

Transaction value
$45,568
Shares
-400
Change %
-1.5%
Price
$113.92
Shares after
26,691
Date
21 Jun 2021
Ownership
Direct
Footnotes
F1, F2
CBOE transaction

Common Stock

Sale

Transaction value
$112,685
Shares
-978
Change %
-3.7%
Price
$115.22
Shares after
25,713
Date
21 Jun 2021
Ownership
Direct
Footnotes
F1, F3
CBOE transaction

Common Stock

Sale

Transaction value
$35,523
Shares
-307
Change %
-1.2%
Price
$115.71
Shares after
25,406
Date
21 Jun 2021
Ownership
Direct
Footnotes
F1, F4
CBOE transaction

Common Stock

Sale

Transaction value
$528,475
Shares
-4,468
Change %
-18%
Price
$118.28
Shares after
20,938
Date
21 Jun 2021
Ownership
Direct
Footnotes
F1, F5
CBOE transaction

Common Stock

Sale

Transaction value
$445,144
Shares
-3,747
Change %
-18%
Price
$118.80
Shares after
17,191
Date
21 Jun 2021
Ownership
Direct
Footnotes
F1, F6
CBOE transaction

Common Stock

Sale

Transaction value
$14,377
Shares
-120
Change %
-0.7%
Price
$119.81
Shares after
17,071
Date
21 Jun 2021
Ownership
Direct
Footnotes
F1, F7
CBOE transaction

Common Stock

Sale

Transaction value
$234,480
Shares
-1,954
Change %
-11%
Price
$120.00
Shares after
15,117
Date
22 Jun 2021
Ownership
Direct
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2021.

Footnote F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.58 to $114.48. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.59 to $115.47. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.62 to $115.87. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.53 to $118.52. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.53 to $119.32. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Footnote F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.77 to $120.00. The reporting person undertakes to provide to Cboe Global Markets, Inc., any security holder of Cboe Global Markets, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

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