Bettis Carr - 16 Jun 2021 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Signature
/s/ James Spolar, Attorney-in-Fact
Issuer symbol
AEYE
Transactions as of
16 Jun 2021
Net transactions value
-$171,449
Form type
4
Filing time
21 Jun 2021, 17:17:01 UTC
Previous filing
02 Jun 2021
Next filing
02 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Sale $148,331 -8,700 -2% $17.05 429,697 16 Jun 2021 CSB IV US Holdings LLC F1, F2, F4
transaction AEYE Common Stock Sale $23,118 -1,300 -0.3% $17.78 428,397 16 Jun 2021 CSB IV US Holdings LLC F1, F3, F4
holding AEYE Common Stock 18,600 16 Jun 2021 Carr Bettis IRA F5
holding AEYE Common Stock 407,854 16 Jun 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.
F2 Reflects the weighted average price of 8,700 shares of common stock of AudioEye, Inc. sold in multiple transactions on June 16, 2021 with sale prices ranging from $16.65 to $17.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Reflects the weighted average price of 1,300 shares of common stock of AudioEye, Inc. sold in multiple transactions on June 16, 2021 with sale prices ranging from $17.67 to $17.97 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Dr. Bettis is deemed to be a beneficial owner of CSB IV US Holdings LLC.
F5 Dr. Bettis is deemed to be a beneficial owner of Carr Bettis IRA.