L. Tullis James - Jun 16, 2021 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Role: Director
Signature: /s/ James L.L. Tullis
Stock symbol: ATEC
Transactions as of: Jun 16, 2021
Transactions value $: $0
Form type: 4
Date filed: 6/21/2021, 02:14 PM
Next filing: Jun 21, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ATEC	Common Stock	Award	$0	+10.2K	+6.96%	$0.00	157K	Jun 16, 2021	Direct	F1
holding	ATEC	Common Stock						546K	Jun 16, 2021	By Tullis Growth Fund, L.P.
holding	ATEC	Common Stock						891K	Jun 16, 2021	By Tullis Dickerson Capital Focus III, LP
holding	ATEC	Common Stock						248K	Jun 16, 2021	By Tullis-Dickerson Partners III, LLC

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.

Content

On June 16, 2021, issuer granted to the reporting person 10,221 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of issuer's common stock. The restricted stock units vest on the earlier of (a) the next annual meeting of stockholders and (b) the death or resignation of the reporting person. In the event of death or resignation of the reporting person, the grant will vest pro-rated based on the number of actual days served by the reporting person from the time of the grant to such death or resignation, divided by 365.