Paul Paradis - 11 Jun 2021 Form 3 Insider Report for Sezzle Inc. (SEZL)

Role
Executive Director & President, Director
Signature
/s/ Don McConnell, as Attorney-in-Fact
Issuer symbol
SEZL
Transactions as of
11 Jun 2021
Net transactions value
$0
Form type
3
Filing time
11 Jun 2021, 17:12:18 UTC
Next filing
03 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SZL.AX Common Stock, $.00001 par value 10,013,606 11 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SZL.AX Stock Options 11 Jun 2021 Common Stock 500,000 $0.8400 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 500,000 shares of restricted stock, which restrictions lapse over the next 8 months. Also includes 13,606 Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock. All shares are held in escrow until 7/30/2021.
F2 229,167 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on 7/27/2023. All options are held in escrow until 7/30/2021.

Remarks:

Exhibit 24.1 Power of Attorney attached hereto.