Karen Hartje - Jun 11, 2021 Form 3 Insider Report for Sezzle Inc. (SZL.AX)

Role
Chief Financial Officer
Signature
/s/ Don McConnell, as Attorney-in-Fact
Stock symbol
SZL.AX
Transactions as of
Jun 11, 2021
Transactions value $
$0
Form type
3
Date filed
6/11/2021, 05:08 PM
Next filing
Nov 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SZL.AX Common Stock, $.00001 par value 39.2K Jun 11, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SZL.AX Stock Options (right to buy) Jun 11, 2021 Common Stock 1.74M $0.05 Direct F2
holding SZL.AX Stock Options (right to buy) Jun 11, 2021 Common Stock 500K $0.84 Direct F3
holding SZL.AX Stock Options (right to buy) Jun 11, 2021 Common Stock 391K $1.37 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 39,245 Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.
F2 1,337,395 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on 8/26/2022.
F3 229,167 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on 7/27/2023.
F4 Represents the portion of a stock option for which performance conditions have been satisfied, to vest on January 1, 2023. The remaining 781,250 shares will vest on January 1, 2023 to the extent the applicable performance conditions have been satisfied.

Remarks:

Exhibit 24.1 Power of Attorney attached hereto.