Jamie Don Allen Kirkpatrick - 11 Jun 2021 Form 3 Insider Report for Sezzle Inc. (SEZL)

Role
Chief Risk Officer
Signature
/s/ Don McConnell, as Attorney-in-Fact
Issuer symbol
SEZL
Transactions as of
11 Jun 2021
Net transactions value
$0
Form type
3
Filing time
11 Jun 2021, 16:58:35 UTC
Next filing
22 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SZL.AX Common Stock, $.00001 par value 29,664 11 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SZL.AX Stock Options (right to buy) 11 Jun 2021 Common Stock 1,300,000 $0.0500 Direct F2
holding SZL.AX Stock Options (right to buy) 11 Jun 2021 Common Stock 500,000 $0.8400 Direct F3
holding SZL.AX Stock Options (right to buy) 11 Jun 2021 Common Stock 351,563 $1.37 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 29,664 Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.
F2 893,583 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on October 29, 2022.
F3 229,167 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on July 27, 2023.
F4 Represents the portion of a stock option for which performance conditions have been satisfied, to vest on January 1, 2023. The remaining 703,125 shares will vest on January 1, 2023 to the extent the applicable performance conditions have been satisfied.

Remarks:

Exhibit 24.1 Power of Attorney filed herewith.