Justin Krause - Jun 11, 2021 Form 3 Insider Report for Sezzle Inc. (SZL.AX)

Role
VP Finance and Controller
Signature
/s/ Don McConnell, Attorney-in-Fact
Stock symbol
SZL.AX
Transactions as of
Jun 11, 2021
Transactions value $
$0
Form type
3
Date filed
6/11/2021, 04:58 PM
Next filing
Dec 13, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SZL.AX Common Stock, $.00001 par value 28.3K Jun 11, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SZL.AX Stock Options (right to buy) Jun 11, 2021 Common Stock 138K $0.05 Direct F2
holding SZL.AX Stock Options (right to buy) Jun 11, 2021 Common Stock 300K $1.55 Direct F3
holding SZL.AX Stock Options (right to buy) Jun 11, 2021 Common Stock 150K $0.83 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 28,281 Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.
F2 58,833 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on December 10, 2022.
F3 125,000 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on September 26, 2023.
F4 43,750 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on April 7, 2024.

Remarks:

Exhibit 24.1 Power of Attorney filed herewith.