Justin Krause - 11 Jun 2021 Form 3 Insider Report for Sezzle Inc. (SEZL)

Role
VP Finance and Controller
Signature
/s/ Don McConnell, Attorney-in-Fact
Issuer symbol
SEZL
Transactions as of
11 Jun 2021
Net transactions value
$0
Form type
3
Filing time
11 Jun 2021, 16:58:09 UTC
Next filing
13 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SZL.AX Common Stock, $.00001 par value 28,281 11 Jun 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SZL.AX Stock Options (right to buy) 11 Jun 2021 Common Stock 137,500 $0.0500 Direct F2
holding SZL.AX Stock Options (right to buy) 11 Jun 2021 Common Stock 300,000 $1.55 Direct F3
holding SZL.AX Stock Options (right to buy) 11 Jun 2021 Common Stock 150,000 $0.8330 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 28,281 Restricted Stock Units ("RSU"). Each RSU represents the right to receive one share of Common Stock.
F2 58,833 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on December 10, 2022.
F3 125,000 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on September 26, 2023.
F4 43,750 shares are currently vested, the remainder vests in equal installments monthly, being fully vested on April 7, 2024.

Remarks:

Exhibit 24.1 Power of Attorney filed herewith.