Michael Balmuth - May 28, 2021 Form 4 Insider Report for ROSS STORES, INC. (ROST)

Signature
/s/ Ken Jew for Michael Balmuth
Stock symbol
ROST
Transactions as of
May 28, 2021
Transactions value $
-$6,223,222
Form type
4
Date filed
6/1/2021, 06:17 PM
Next filing
Sep 6, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ROST Common Stock Sale -$126K -1K -1.99% $125.92 49.1K May 28, 2021 Direct F1
transaction ROST Common Stock Sale -$6.1M -48.4K -98.44% $126.04 768 May 28, 2021 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Michael Balmuth is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $124.79 to $126.86, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
F2 Shares were sold pursuant to the terms of a pre-established 10b5-1 Plan established on September 18, 2020.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $124.75 to 126.76, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
F4 Securities Beneficially Owned includes 50 shares acquired on 3/31/2021 pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.