Paul C. Cronson - 01 Jun 2021 Form 4 Insider Report for EMAGIN CORP

Role
Director
Signature
/s/ Mark Koch, as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
01 Jun 2021
Net transactions value
-$1.98
Form type
4
Filing time
01 Jun 2021, 16:19:05 UTC
Next filing
06 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMAN Common Stock Options Exercise $55,578 +25,971 +14% $2.14 212,961 01 Jun 2021 Direct F1
transaction EMAN Common Stock Tax liability $55,580 -13,656 -6.4% $4.07 199,305 01 Jun 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMAN Non-Qualified Stock Option (right to buy) Options Exercise $0 -25,971 -100% $0.000000* 0 01 Jun 2021 Common Stock 25,971 $2.14 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the exercise of options granted on 7/1/14, and set to expire on 7/1/21.
F2 Reflects 13,656 shares traded by the Issuer at the market price of $4.07 per share to fund the cashless exercise of 25,971 options at an exercise price of $2.14 per share.
F3 All shares underlying this option have vested.

Remarks:

The transactions reported in table I reflect the cashless exercise of stock options.